IT Services for Financial Advisors & RIAs

IT Support Built for Indiana Financial Advisors & RIAs.

Protect client wealth data, meet SEC and FINRA compliance requirements, and maintain the operational reliability your clients expect.

Free Consultation
9+Years Experience
$10M+Infrastructure Managed
GL+E&OFully Insured

Platforms We Support

We Know the Tools Your Practice Runs On.

From CRM to portfolio management and document workflows, we support the platforms Indiana financial advisors and RIAs depend on every day.

Redtail CRM Wealthbox Salesforce Financial Services Orion Morningstar Riskalyze Tamarac DocuSign Laserfiche ShareFile Microsoft 365 RingCentral

Common Challenges

The IT Challenges Financial Advisors Face

01

Client Data Is Your Most Valuable Asset

A breach of client financial and personal data can destroy trust, trigger regulatory action, and expose your firm to significant liability.

02

SEC & FINRA Compliance Obligations

Regulation S-P, cybersecurity requirements, and books-and-records rules create specific IT obligations. We help your firm meet them without disrupting operations.

03

Cyber Insurance Requirements Are Increasing

Insurers are requiring MFA, encrypted email, endpoint protection, and documented security policies. We implement and document these controls.

04

Remote Advisor Security

Advisors working from home or client sites need secure, compliant access to client data. We configure Zero Trust access that meets regulatory standards.

What We Do

IT Services for Your Industry.

Managed IT & Compliance SupportProactive IT management with a compliance-first approach aligned with SEC and FINRA requirements.
Cyber Insurance ReadinessWe assess your firm's security posture against insurer requirements and prepare the documentation your carrier needs.
Email Security & EncryptionEncrypted email communication and anti-phishing protection that meets compliance standards.
IT Risk AssessmentsIndependent assessment of your firm's IT environment with findings designed for firm principals and compliance officers.
Zero Trust SecurityEnterprise-grade access controls that ensure only authorized users and devices can access sensitive client data.
Microsoft 365 for Financial FirmsSecure M365 deployment with retention policies, audit logging, MFA, and encrypted communications.

Compliance & Security

Regulatory Frameworks We Work With.

SEC Regulation S-P FINRA Cybersecurity Guidance FTC Safeguards Rule NIST Cybersecurity Framework Cyber Insurance Requirements SOC 2 Alignment

FINRA Cybersecurity Resources | SEC Cybersecurity Guidance

Why Monon

Why Financial Advisors Choose Monon

Compliance Experience

We understand the specific IT obligations of SEC-registered advisors and FINRA-regulated firms.

Client Data Obsession

Every system we design for a financial firm treats client data as its most critical asset.

Discretion & Professionalism

We operate at the same level of professionalism your clients expect from you.

Get Started

Protect Your Firm and Your Clients.

Schedule a free consultation to review your IT environment, compliance obligations, and cybersecurity posture. No obligation.

Schedule a Free Consultation

Serving Carmel · Fishers · Westfield · Noblesville · Zionsville · Indianapolis and surrounding Central Indiana communities.